This course will provide attendees with an introduction to IT auditing, emphasizing the concepts through exercises and case studies. Internal audit professionals will develop knowledge of basic IT audit concepts that can be used to facilitate integrated audit efforts within their organization.
The course will also provide attendees the opportunity to perform an audit of IT applications supporting key business processes, coordinate the assessment of IT risk with the evaluation of IT general controls, and perform a risk assessment and evaluation of controls over end user computer applications.
Utilizing general IT control audit concepts, perform an audit of IT applications supporting key business processes.
During the performance of an audit of IT applications, which supports key business processes, coordinate the assessment of IT risk with the evaluation of IT general controls.
Describe the concepts of application controls as they relate to the Software Development Life Cycle (SDLC).
Utilizing general IT control concepts, perform a risk assessment and evaluation of controls over end user computer applications.
What You Will Learn
Overview of IT Auditing, Concepts and Controls: Why IT Auditing and What Is It?
Why IT auditing?
What is IT auditing?
What are the benefits of an IT audit?
What is the role of an IT auditor?
Growth of the IT auditor, including background
Common IT audit certifications
IIA standards related to an IT audit
Key components of IT
How COSO and GAIT relate to IT audit
Guide to the Assessment of IT Risk (GAIT)
Major U.S. laws that impact IT audit
IT general and application controls
General Control: Logical Security
General security concepts
Access management concepts
Access management principles
Common access management controls
Password configuration and authentication
General Control: Business Continuity Planning (BCP), Disaster Recovery (DR), and Backup Processing
Business Continuity Management (BCM)
Disaster Recovery (DR)
BCM Implementation Requirements
Application control concepts
General Control: Change and Patch Management
What is change and patch management?
Why do change and patch management?
What are the types of changes?
Elements of a typical change process
Types of risks and controls
Indicators and recognizable symptoms of poor change management practices
Change management success measures
Variations in change management processes
Cloud Computing and Service Organization Control (SOC) Reports
General Control: System Development Lifecycle (SDLC)