Focus & Features

This program will provide a framework to assist participants to develop their capability particularly in the area of leadership. The program is designed with the following objectives:

  • To develop an understanding of the roles and responsibilities of an Auditor In Charge (AIC)
  • To introduce and understand the critical skills and capabilities necessary to be an effective AIC
  • To provide a framework on how to further develop leadership skills to advance from auditor to Auditor in charge or Supervisor

What You Will Learn

Auditor In Charge Roles and Responsibilities

  • Relevant Standards and Guidance
  • Key Roles of An AIC
  • Effective Skills and Qualities

Engagement Planning

  • Considerations in the Annual Audit Plan
  • General Types of Engagements
  • Other Types of Engagements
  • AIC Role in Engagement Planning
  • Objectives
  • Scope
  • Timing
  • Staffing Considerations
  • Work Program
  • Auditor's Responsibility on Fraud

Engagement Execution

  • AIC Role
  • Time Management
  • Evaluating the Issues
  • Selling Your Findings
  • Exit Meeting

Engagement Reporting

  • AIC Role
  • Consideration of Relevant Standards
  • Audit Report
  • Moving Management Towards Change

Engagement Conclusion

  • AIC Role
  • Wrapping up the Audit
  • Client Survey
  • Team Performance Feedback
  • Lessons Learned
  • Tracking and Closure of Issues

Who Should Attend

This seminar is ideal for auditors who are starting to be given responsibilities to lead audit engagements or experienced AICs/supervisors who want to increase their effectiveness in managing audit engagements and all auditors who want to learn how audit engagements should be managed.

Number of CPE Units : 7

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Cancellations received less than 24 hours prior to the event or after receiving the final confirmation email and zoom link will be charged a cancellation fee, which is 50% of the registration fee.

Substitutions are allowed within the same event without incurring a cancellation fee.

(Rate should be the same, if not, difference should be paid)

No-show registrants will be charged 50% of the registration fee.


Norman Gabriel

Country Controller at Accenture, Inc.

More about our speakers


Virtual set-up/via Zoom

See route

Contact us

For additional event or venue information, please send an email to

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