Risk Based Auditing for Banks

The Institute of internal Auditors Philippines, Inc.

The Institute of Internal Auditors (IIA) Philippines is a professional organization dedicated to the advancement of the internal audit profession in the country. Our members, who work in internal auditing, risk management, governance, internal control, information technology audit, education and security, came from various industry or sectors in the Philippines and belong to a global network of almost 200,000+ professionals from more than 170 countries and territories sharing a common vision of a global profession of internal auditing.

The Institute of Internal Auditors Philippines Inc. (IIAP) was registered with SEC in 1982 and formerly known as The Institute of Internal Auditors, Inc. – Manila Chapter. It was founded on August 14, 1948 by Mr. Santiago F. Dela Cruz Sr. along with a small group of accountants actively engaged in the profession. Mr. Dela Cruz, who is considered to be the moving spirit of the association, is the same man who, two years earlier than IIAP, co-established the Philippine College of Commerce and Business Administration (PCCBA) which we now know as the University of the East.

The IIAP despite some struggles during its formative years was able to attain full-fledged stature as a professional association upon earning its “Institute” status from The Institute of Internal Auditors (IIA Global) in 1990. At the time, IIAP is 1 of the 6 (six) chapters in the Pacific Region (others were in Bombay, Tokyo, Sydney, Melbourne and Ceylon). On its 75th Anniversary Celebration and Global Business Meeting last 16-17 July 2016 at New York Hilton Midtown, the IIAP was acknowledged as the 3rd Chapter organized by the IIA Global since the latter’s founding in 1941 still then headquartered in New York City, USA

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Focus & Features:

Understand the need and benefits of Risk Based Audit (RBA) approach
Formulate a risk based internal audit policy compliant with regulatory bodies
Take steps in the transformation to RBA

What You Will Learn

BSP Expectations on Internal Audit/Audit Com

Benefits of RBA

Review of Conceptual Auditing

Frameworks
Definition of Internal Business Model
Lines of Defense
COSO Internal Control Framework
Risk Management

Overview of Risk Based Audit

Risk Based Internal Audit policy

Risk Focused Approaches on Audit Processes

Risk Assessment
Audit Strategy
Risk Based Audit Plan
Engagement Planning
Performance of Audit Work
Communication/Reporting
Monitoring

Steps for Transition to Risk Based/Summary Discussion

Who Should Attend

This seminar is ideal for all auditors.

CPE Unit: 7

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Speakers

Sheila Ricca Dioso, CPA, CIA

Chief Compliance Officer at Rizal Commercial Bank Corporation

Sheila is the Chief Compliance Officer of Rizal Commercial Banking Corporation (RCBC).

She is formerly Senior Vice President and the Chief Audit Executive of Rizal Commercial Banking Corporation (RCBC), a leading, multi-awarded bank in the Philippines. Prior to joining RCBC, Sheila was a Partner of KPMG (R.G. Manabat & Co.) rendering both external audit services and risk consulting services for financial institutions in the Philippines. She also practiced abroad as an audit manager in Ernst and Young Singapore for over five years.

Apart from audit and consultancy, Sheila also served as the Financial Controller at Suyen Corporation, a leading conglomerate best known for its flagship clothing brand, Bench.

Sheila earned her bachelor's degree in Accountancy from the University of the Philippines.
She is also an active member of BAIPHIL serving as the audit committee chairperson for fy2024

Member

Member Price₱1,990

Non Member

Standard Price₱2,990

REGISTRATION AND CANCELLATION POLICIES

All registrations shall be paid prior to the actual event/ seminar date.
If cancellations were done with proper communication received at least 7 calendar days before the event/ seminar date, 100% of the registration fee will be automatically credited as a training fund.
If cancellations were done with proper communication received one (1) to six (6) calendar days before the event/ seminar date, only 50% of the registration fee will be automatically credited as a training fund.
Cancellations with or without proper communication made on the same day of the event/ seminar may result to "no show" and forfeiture of payment.
Substitutions are allowed as long as the replacement has the same membership status; otherwise, the difference in the ticket price must be settled.

PAYMENT INSTRUCTION

Payment should be made through IIAP's bank account under UNIONBANK OF THE PHILIPPINES (UBP).

Note that the submission of Proof of Payment is still mandatory for Invoice issuance.

BANK DETAILS FOR DIRECT DEPOSITS (CASH OR CHEQUE), ONLINE FUND TRANSFERS, WIRE REMITTANCE

Account Name: Institute of Internal Auditors Philippines, Inc.

Bank Name : UNIONBANK OF THE PHILIPPINES

Branch: Insular Ayala-Paseo Branch

Bank Address: GF Insular Life Building Ayala Avenue corner Paseo de Roxas Makati City

Swift Code: UBPHPHMM

Account no. :0030 6000 2627 (Peso Checking Account)

Purpose of Transactions : for Seminar/Events Registration and Membership Fees

FOR ONLINE CREDIT CARD PAYMENT

Pay online using corporate or personal credit card

https://bit.ly/PayIIAPSeminarsEventsOnline

https://bit.ly/PayCIASeminarOnline

https://bit.ly/PayIIAPMembershipOnline

IMPORTANT!

For the 'Reference Number', enter either the Billing Statement Number, or GlueUp Registration Number for Seminars and Events
Make sure to select 'Global Payments' during checkout
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IMPORTANT! Mandatory submission of proof of payment

via IIAP Website: https://bit.ly/submitProofofPayment

Email it to: training@iia-p.org