Focus and Features

The purpose of the preliminary survey is to obtain background information and establish sufficient understanding of an auditable unit or area as a basis for the risk and control matrix, which will point internal auditors to the appropriate audit objective(s).


Objectives: At the end of 2 days of 4 hours per session, participants will learn to:

  • Perform and document a preliminary survey
  • Develop and assess a Risk and Control Matrix (RCM) and
  • Develop relevant audit objectives from the RCM


What You Will Learn


Introduction: Overview of Engagement Planning

  • Mandatory Guidance
  • Process & Outputs


Performing the Preliminary Survey

  • Mandatory Guidance
  • Overview
  • The Preliminary Survey Process
  • Planning Considerations
  • Exercises & Case


Risk and Control Matrix (RCM)

  • Mandatory Guidance
  • Overview and Purpose
  • RCM Approach and Tools
  • Exercises & Case


Audit Objectives

  • Mandatory Guidance
  • Determining Audit Objectives
  • Types of Audit Objectives
  • Exercises & Case


Number of CPE units: 7


CANCELLATION POLICIES

  1. Cancellations received 48 hours before the seminar date and no-show will be charged 50% of the registration fee. Request for refund of the remaining fee must be done through email. Expect at least two weeks of processing time upon verification of refund.
  2. Substitutions are allowed if the membership status of the two participants is the same; otherwise, the difference in the ticket price must be settled.


PAYMENT INSTRUCTION

IIAP's new bank account information under UNIONBANK OF THE PHILIPPINES (UBP)

Note that the submission of Proof of Payment is still mandatory for Official Receipt (OR) issuance.


FOR DIRECT DEPOSITS (CASH OR CHEQUE), ONLINE FUND TRANSFERS, WIRE REMITTANCE


Bank Details

Account Name : Institute of Internal Auditors Philippines, Inc.

Bank Name : UNIONBANK OF THE PHILIPPINES

Branch : Insular Ayala-Paseo Branch

Bank Address : GF Insular Life Building Ayala Avenue corner

Paseo de Roxas Makati City

Swift Code : UBPHPHMM

Account no. : 0030 6000 2627 (Peso Checking Account)

Purpose of Transactions : for Seminar/Events Registration and Membership Fees


IMPORTANT! Mandatory submission of proof of payment

via IIAP Website : https://bit.ly/submitProofofPayment

Email it to training@iia-p.org


Privacy Notice: We collect your personal information to register you in our training/ membership events and photos/videos will be taken for evidentiary purposes in relation to IIAP Seminars. We will use this information to provide services regarding your attendance and if you agree, to send you marketing information.


By giving us your personal information you consent to our use of it for the purposes described in this Privacy Notice.

Location

Virtual set-up/via Zoom

See route

Contact us

For additional event or venue information, please send an email to training@iia-p.org

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