Focus and Features

The training is targeted towards enhancing the business units' understanding of controls and the importance of business ownership of controls. As the audience are non-auditors, the training will be customized to familiarize the business units with controls by translating basic concepts in simple and understandable terms.

The training will be discussed in the context of the importance of total employee involvement and ownership of controls. The training will utilize a combination of instruction to discuss the controls concepts, facilitation thru group discussions and application via departmental breakout activity at the end of the course.

What You Will Learn

Introduction to Controls and Risk

  • Definition of Controls and Risk
  • Importance of Risk Management and Business Ownership of Controls
  • Key Control Activities embedded in Business Processes

Holistic Perspective of Controls

  • COSO Framework from a Non-Auditor Perspective
  • Enterprise Risk Management (ERM) Concept & Trends

Business Ownership of Controls

  • Why this is important
  • Role of the Business in Driving Controls: Three Lines of Defense Model
  • Segregating Accountability: RACI Model
  • Embedding Controls in Business Processes: Controls Self-Assessment

Departmental Breakout Activity

  • Departmental Action Planning to drive controls ownership

Who Should Attend

The seminar is ideal for all auditors and non -auditors.

Number of CPE Units : 3

Cancellation & Substitution Policy

  • Cancellations received less than 24 hours prior to the event or after receiving the final confirmation email and zoom link will be charged a cancellation fee, which is 50% of the registration fee.
  • Substitutions are allowed within the same event without incurring a cancellation fee. (Rate should be the same, if not, difference should be paid)
  • No show registrants will be charged 50% of the registration fee.


Virtual set-up/via Zoom

See route

Contact us

For additional event or venue information, please email training@iia-p.orgYou can also reach us at +63 79409551

Sponsors and Partners